ICH S9 is the guideline most oncology nonclinical teams reach for first, and for good reason: for patients with advanced cancer, it lets a program skip studies that would otherwise sit on the critical path. It is also one of the more frequently over-applied guidelines in the oncology toolkit, because the waiver is read as a blanket exemption for "cancer drugs" rather than the narrowly scoped, population-specific allowance it actually is.

What S9 actually covers

ICH S9 reached Step 4 on October 29, 2009, and it was written for a specific population: patients with cancer whose disease is advanced, life-threatening, or severely debilitating, and whose therapeutic options are limited. The intent behind the waivers is explicit in the guideline itself — for patients in that situation, a conventional nonclinical program adds development time without adding information that changes the risk-benefit calculus for the patient, and the guideline was also written to reduce unnecessary animal use. That rationale does not travel automatically to every oncology program; it travels to the population S9 defines.

Oct 29, 2009
ICH S9 reached Step 4 — the guideline oncology programs still design against today.
2018 Q&A
FDA's S9 Questions and Answers, effective November 16, 2018, sharpens several of the waivers in practice.
4 studies
Stand-alone safety pharmacology, fertility/early-embryonic, pre/postnatal, and carcinogenicity — the set an advanced-cancer program can skip or abbreviate.

The waivers, and what they don't touch

Inside its scope, S9 is specific about which studies move and which don't:

  • Carcinogenicity. Not warranted to support marketing for therapeutics treating advanced-cancer patients; S9 defers to ICH S1A for the general appropriateness question.
  • Safety pharmacology. A stand-alone study is not needed to support trials in late-stage or advanced disease; where there is a specific concern, the S7A core battery or follow-up and supplemental studies should still be considered.
  • Reproductive and developmental toxicology. A fertility and early embryonic development study is not warranted for trials or marketing in this population, and a pre- and postnatal toxicology study is generally not warranted either.
  • Genotoxicity — the exception that proves the rule. Not considered essential to support clinical trials in this population, but genotoxicity studies are still expected to support marketing, per ICH S2. S9 trims the program; it does not zero it out.
S9 doesn't say cancer drugs skip nonclinical testing. It says a specific population's program can skip specific studies — and it is explicit about where that line sits. Why the scope boundary is the part worth reading closely

Where the waiver stops

Two boundaries matter more than the waiver list itself. First, scope: S9 does not cover healthy-volunteer studies, cancer prevention or chemoprevention programs, supportive care products, or cell and gene therapy products — an oncology CGT candidate needs its nonclinical package built against ICH S6 and the relevant CGT-specific guidance, not S9's advanced-disease framework, and often alongside the kind of biodistribution work covered in ICH S12. Second, durability: FDA's S9 Questions and Answers document addresses this directly, noting that once a high cure rate and low recurrence rate are established for a given use, carcinogenicity studies or a full reproductive and developmental toxicology program may still be expected before marketing authorization. A drug that earned S9's waivers in a late-line, short-survival setting does not necessarily keep them if the development program moves the same molecule into an earlier line with durable responses.

Scope the file in this order
  1. Confirm the population actually matches S9's scope. Advanced, life-threatening, or severely debilitating cancer with limited options — not earlier-line, adjuvant, or curative-intent cohorts.
  2. Apply the waivers that hold. Skip stand-alone safety pharmacology, fertility, and pre/postnatal studies for the advanced-disease program; still plan genotoxicity work before marketing.
  3. Revisit the file as efficacy data matures. Rising cure or recurrence-free rates can reopen the carcinogenicity and reproductive-toxicology questions S9 initially waived.
  4. Route CGT, prevention, and healthy-volunteer work elsewhere. Plan those packages against ICH S6 and product-specific guidance instead.

None of this argues against using S9 — it remains the right tool for the population it was written for, and a correctly scoped S9 program genuinely saves time a conventional nonclinical package would spend. The failure mode is treating "this is an oncology drug" as the test for applying it, instead of checking the population, the study list, and the point in development where the waiver's own logic stops holding.

Frequently asked questions

Does ICH S9 apply to all oncology drug development?

No. ICH S9 is scoped to pharmaceuticals in clinical trials or marketing applications for patients with advanced cancer — life-threatening or severely debilitating malignancies with limited therapeutic options. It does not cover healthy-volunteer trials, cancer prevention (chemoprevention), supportive care products, or cell and gene therapy products, which follow separate nonclinical frameworks.

Which nonclinical studies can ICH S9 waive?

For the advanced-cancer population it covers, S9 says a stand-alone safety pharmacology study, a fertility and early embryonic development study, and generally a pre- and postnatal toxicology study are not warranted, and that carcinogenicity studies are not warranted to support marketing. Genotoxicity studies are not considered essential to support clinical trials in this population, but S9 still expects them to support marketing, per ICH S2.

Can the carcinogenicity waiver disappear later in development?

Yes. FDA's S9 Questions and Answers document addresses this directly: once a high cure rate and low recurrence rate are established for a given use, carcinogenicity studies or a full reproductive and developmental toxicology program may still be expected before marketing authorization, even for a product that qualified for S9's waivers earlier in development.

Sources & further reading

  1. ICH. S9 Nonclinical Evaluation for Anticancer Pharmaceuticals (Step 4, October 29, 2009). ich.org
  2. FDA. S9 Nonclinical Evaluation for Anticancer Pharmaceuticals — Guidance for Industry. fda.gov
  3. EMA. ICH S9 Non-clinical evaluation for anticancer pharmaceuticals — Scientific guideline. ema.europa.eu

This article is provided for general informational purposes and reflects the regulatory landscape as of October 2026. It is not legal or regulatory advice. Confirm current ICH S9 scope and FDA's Questions and Answers guidance with ICH, FDA, or qualified counsel before acting.